Folate for Pregnancy & Neural Tube Defect Prevention

Spinach, a leafy source of folate
Spinach, a leafy source of folate

Randomized trials published in 1991 and 1992 showed that folic acid, alone or in a multivitamin, taken around conception lowers the risk of neural tube defects (spina bifida, anencephaly, encephalocele). ACOG's 2017 practice bulletin notes that, in contrast to many other congenital abnormalities, primary prevention of neural tube defects is possible with folic acid. In the 1991 MRC Vitamin Study, women with a previously affected pregnancy who were allocated folic acid (4 mg a day) had a 72% lower risk of a recurrence. The neural tube usually closes 26 to 28 days after fertilization, often before a pregnancy is known, and the US Preventive Services Task Force (2023, grade A) recommends that all persons planning to or who could become pregnant take a daily supplement containing 0.4 to 0.8 mg (400 to 800 mcg) of folic acid. This page covers the trials, the US fortification results, what is known about MTHFR variants, and what studies comparing folic acid with methylfolate (5-MTHF) found.


Table of Contents

  1. What Neural Tube Defects Are
  2. The Neural Tube Closure Window
  3. The MRC Vitamin Study (1991)
  4. Czeizel & Dudas Hungarian Primary Prevention Trial
  5. The China Folic Acid Campaign Study (Berry 1999)
  6. US Mandatory Food Fortification (1998)
  7. What CDC, USPSTF, ACOG, WHO and SOGC State
  8. MTHFR Variants: What the Evidence Shows
  9. Methylfolate (5-MTHF) and Folic Acid: What Studies Compared
  10. Other Birth Defects and Outcomes Studied
  11. Doses Used in Trials and Named in Guidelines
  12. Cautions
  13. Key Research Papers
  14. Connections
  15. Featured Videos

What Neural Tube Defects Are

Neural tube defects (NTDs) are major birth defects of the brain and spine that occur early in pregnancy as a result of improper closure of the embryonic neural tube; the two most common are anencephaly and spina bifida (CDC, Williams 2015). ACOG's 2017 practice bulletin describes NTDs as the second most common major congenital anomaly after cardiac malformations, with prevalence that varies by geographic region, race and environmental factors. The USPSTF estimates that about 3,000 pregnancies are affected each year in the US. Myelomeningocele (open spina bifida) occurs in approximately 1 per 1,000 births worldwide (Copp 2015). In the China campaign study described below, the rate among women who registered before their last menstrual period and took no folic acid was 4.8 per 1,000 pregnancies in the northern region and 1.0 per 1,000 in the southern region.

The three classic phenotypes are:

ACOG notes that NTDs may occur as an isolated malformation, with other malformations, as part of a genetic syndrome, or as a result of teratogenic exposure. For myelomeningocele, Copp and colleagues estimate the genetic component at 60-70%, with few causative genes identified, and list reduced folate intake, anticonvulsant therapy, diabetes mellitus and obesity as non-genetic maternal risk factors. The MTHFR C677T variant is a moderate genetic risk factor (see the MTHFR section).

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The Neural Tube Closure Window

The USPSTF's 2023 statement notes: “The neural plate completes its formation and closure early in pregnancy (usually 26 to 28 days after fertilization).” CDC states that NTDs “happen in the first few weeks of pregnancy, often before you know you are pregnant.”

That timing shapes how the public-health bodies frame folic acid:

Blood folate rises slowly. In a 24-week trial, red blood cell folate had not reached a plateau in any supplemented group, and the authors suggested that the recommended period of supplementation before conception be extended beyond 4 weeks (Lamers 2006). A second 24-week trial also found that steady state had not been reached (Venn 2002).

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The MRC Vitamin Study (1991)

The Medical Research Council Vitamin Study, published in The Lancet on 20 July 1991, is the randomized trial of folic acid for preventing a recurrent neural tube defect.

Design

The trial was randomized, double-blind and factorial, run at 33 centres in seven countries. It enrolled 1,817 women at high risk because of a previous affected pregnancy, who were randomized to one of four groups:

The folic acid dose was 4 mg a day (as reported in Czeizel's 2004 review). The outcome was a neural tube defect (anencephaly, spina bifida or encephalocele) in the fetus or infant.

Results

The authors concluded that folic acid supplementation starting before pregnancy “can now be firmly recommended for all women who have had an affected pregnancy.” CDC's current figure for women with a prior NTD-affected pregnancy is 4,000 mcg of folic acid a day.

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Czeizel & Dudas Hungarian Primary Prevention Trial

The 1992 Czeizel & Dudas trial, published in the New England Journal of Medicine, asked whether periconceptional vitamins reduce a first occurrence of a neural tube defect, rather than a recurrence in women already affected.

Women in Hungary who were planning a pregnancy (in most cases their first) were randomized to one of two daily tablets:

The tablets were taken for at least one month before conception and until the date of the second missed menstrual period or later. Pregnancy was confirmed in 4,753 women.

Results:

The authors concluded that periconceptional vitamin use decreases the first occurrence of neural tube defects. Because the active tablet was a multivitamin, the trial alone cannot separate the effect of folic acid from that of the other vitamins (a limitation Bailey and Berry note for most of the studies). The 2015 Cochrane review rated the first-occurrence evidence as inconclusive. Only one trial measured first occurrence, and it showed “no evidence of an effect” (RR 0.07, 95% CI 0.00-1.32), even though there were no cases in the folic acid group.

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The China Folic Acid Campaign Study (Berry 1999)

Berry and colleagues (NEJM 1999) evaluated a public-health campaign run from 1993 to 1995 in two regions of China: a northern region with high NTD rates and a southern region with low rates. This was not a randomized trial. Women were asked to take a pill containing 400 mcg of folic acid alone every day, from their premarital examination until the end of the first trimester of pregnancy.

Results:

The authors concluded that 400 mcg of folic acid a day around conception can reduce NTD risk in areas with both high and low rates. The US Public Health Service had already recommended 400 mcg a day for all women capable of becoming pregnant in 1992.

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US Mandatory Food Fortification (1998)

Before fortification, only an estimated 29% of US women of reproductive age took a supplement containing 400 mcg of folic acid daily (Honein 2001). The FDA authorized adding folic acid to enriched grain products in March 1996, and compliance became mandatory in January 1998. Since 1998, enriched cereal grain products have been fortified with 140 mcg of folic acid per 100 g (Williams 2015). Folic acid fortification programmes followed in many countries (Copp 2015).

Outcomes in the US:

The trial and population figures come from different designs (a randomized trial in high-risk women, birth certificates, surveillance registries), so they are not directly comparable. CDC's 2015 report concludes that “mandatory folic acid fortification remains an effective public health intervention.” How methylfolate compares with folic acid is covered in the methylfolate section below.

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What CDC, USPSTF, ACOG, WHO and SOGC State

The guideline bodies state the following:

The recommendations quoted above are all stated in terms of folic acid.

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MTHFR Variants: What the Evidence Shows

The MTHFR gene encodes methylenetetrahydrofolate reductase, which converts 5,10-methylenetetrahydrofolate into 5-methyltetrahydrofolate (5-MTHF), the main circulating form of folate (Frosst 1995). Frosst and colleagues identified the common C677T substitution on about 38% of unselected chromosomes. The variant reduces enzyme activity and makes the enzyme heat-sensitive (thermolabile), and people with two copies had significantly higher plasma homocysteine.

What public-health bodies state about MTHFR

The NTD-prevention trials described above (MRC 1991, Czeizel 1992) and the China campaign all used folic acid. Studies comparing 5-MTHF with folic acid, including in TT women, measured blood folate and homocysteine rather than birth defects; they are summarized in the next section.

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Methylfolate (5-MTHF) and Folic Acid: What Studies Compared

Folic acid is a synthetic form of the vitamin, found only in fortified foods, supplements and drugs. It has no coenzyme activity until it is reduced inside the cell. L-5-methyltetrahydrofolate (L-5-MTHF) is the main form of folate in food and the only form normally found in the circulation. It is also available commercially as a crystalline calcium salt stable enough for supplements (Pietrzik 2010). Pietrzik, Bailey and Shane's 2010 review reports that studies comparing the two found comparable physiological activity, bioavailability and absorption at equimolar doses, and that 5-MTHF was at least as effective as folic acid at improving folate status. The review describes two possible advantages of 5-MTHF: a reduced potential for masking the blood signs of vitamin B12 deficiency, and less interaction with drugs that inhibit dihydrofolate reductase.

The comparative trials:

These studies measured blood markers of folate status, not neural tube defects. CDC's 2015 report cites a dose-response model in which red blood cell folate concentrations above 1,000 nmol/L were sufficient to substantially reduce NTD risk at the population level. CDC states that folic acid is the only type of folate shown to help prevent neural tube defects.

Unmetabolized folic acid

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Other Birth Defects and Outcomes Studied

Whether periconceptional folate affects birth defects other than NTDs is less settled:

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Doses Used in Trials and Named in Guidelines

In the trials

In guidelines, for average risk

In guidelines, after a prior NTD-affected pregnancy

Each recommendation above is stated in terms of folic acid. Decisions about supplements and doses before and during pregnancy belong with a clinician.

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Cautions

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Key Research Papers

  1. MRC Vitamin Study Research Group (1991). Prevention of neural tube defects: results of the Medical Research Council Vitamin Study. Lancet — PubMed PMID: 1677062
  2. Czeizel AE, Dudas I (1992). Prevention of the first occurrence of neural-tube defects by periconceptional vitamin supplementation. N Engl J Med — PubMed PMID: 1307234
  3. Berry RJ et al. (1999). Prevention of neural-tube defects with folic acid in China. N Engl J Med. — PubMed PMID: 10559448
  4. Honein MA et al. (2001). Impact of folic acid fortification of the US food supply on the occurrence of neural tube defects. JAMA. — PubMed PMID: 11410096
  5. Williams J et al. CDC (2015). Updated estimates of neural tube defects prevented by mandatory folic acid fortification - United States, 1995-2011. MMWR. — PubMed PMID: 25590678
  6. De-Regil LM et al. (2015). Effects and safety of periconceptional oral folate supplementation for preventing birth defects. Cochrane Database. — PubMed PMID: 26662928
  7. Suren P et al. (2013). Association between maternal use of folic acid supplements and risk of autism spectrum disorders in children. JAMA. — PubMed PMID: 23403681
  8. Lamers Y et al. (2006). Red blood cell folate concentrations increase more after supplementation with [6S]-5-methyltetrahydrofolate than with folic acid in women of childbearing age. Am J Clin Nutr. — PubMed PMID: 16825690
  9. Pietrzik K et al. (2010). Folic acid and L-5-methyltetrahydrofolate: comparison of clinical pharmacokinetics and pharmacodynamics. Clin Pharmacokinet. — PubMed PMID: 20608755
  10. Wilson RD et al. SOGC (2015). Pre-conception folic acid and multivitamin supplementation for the primary and secondary prevention of neural tube defects and other folic acid-sensitive congenital anomalies. J Obstet Gynaecol Can. — PubMed PMID: 26334606
  11. Crider KS et al. (2011). MTHFR 677C→T genotype is associated with folate and homocysteine concentrations in a large, population-based, double-blind trial of folic acid supplementation. Am J Clin Nutr 93:1365-72. — PubMed PMID: 21508090
  12. Bailey LB, Berry RJ (2005). Folic acid supplementation and the occurrence of congenital heart defects, orofacial clefts, multiple births, and miscarriage. Am J Clin Nutr. — PubMed PMID: 15883454
  13. US Preventive Services Task Force; Barry MJ et al. (2023). Folic Acid Supplementation to Prevent Neural Tube Defects: US Preventive Services Task Force Reaffirmation Recommendation Statement. JAMA 330:454-459. — PubMed PMID: 37526713
  14. American College of Obstetricians and Gynecologists (2017). Practice Bulletin No. 187 Summary: Neural Tube Defects. Obstet Gynecol 130:1394-1396. — PubMed PMID: 29189691
  15. US Public Health Service / CDC (1992). Recommendations for the use of folic acid to reduce the number of cases of spina bifida and other neural tube defects. MMWR Recomm Rep 41(RR-14):1-7. — PubMed PMID: 1522835
  16. Wilson RD, O'Connor DL (2022). Guideline No. 427: Folic Acid and Multivitamin Supplementation for Prevention of Folic Acid-Sensitive Congenital Anomalies. J Obstet Gynaecol Can 44:707-719.e1 (corrigendum: 44:1114). — PubMed PMID: 35691683
  17. Czeizel AE (2004). The primary prevention of birth defects: Multivitamins or folic acid? Int J Med Sci 1:50-61. — PubMed PMID: 15912190
  18. Copp AJ et al. (2015). Spina bifida. Nat Rev Dis Primers 1:15007. — PubMed PMID: 27189655
  19. Frosst P et al. (1995). A candidate genetic risk factor for vascular disease: a common mutation in methylenetetrahydrofolate reductase. Nat Genet 10:111-3. — PubMed PMID: 7647779
  20. Botto LD, Yang Q (2000). 5,10-Methylenetetrahydrofolate reductase gene variants and congenital anomalies: a HuGE review. Am J Epidemiol 151:862-77. — PubMed PMID: 10791559
  21. Tsang BL et al. (2015). Assessing the association between the methylenetetrahydrofolate reductase (MTHFR) 677C>T polymorphism and blood folate concentrations: a systematic review and meta-analysis of trials and observational studies. Am J Clin Nutr 101:1286-94. — PubMed PMID: 25788000
  22. Prinz-Langenohl R et al. (2009). [6S]-5-methyltetrahydrofolate increases plasma folate more effectively than folic acid in women with the homozygous or wild-type 677C→T polymorphism of methylenetetrahydrofolate reductase. Br J Pharmacol 158:2014-21. — PubMed PMID: 19917061
  23. Fohr IP et al. (2002). 5,10-Methylenetetrahydrofolate reductase genotype determines the plasma homocysteine-lowering effect of supplementation with 5-methyltetrahydrofolate or folic acid in healthy young women. Am J Clin Nutr 75:275-82. — PubMed PMID: 11815318
  24. Venn BJ et al. (2002). Increases in blood folate indices are similar in women of childbearing age supplemented with [6S]-5-methyltetrahydrofolate and folic acid. J Nutr 132:3353-5. — PubMed PMID: 12421850
  25. Obeid R et al. (2010). Concentrations of unmetabolized folic acid and primary folate forms in pregnant women at delivery and in umbilical cord blood. Am J Clin Nutr 92:1416-22. — PubMed PMID: 20844072
  26. Troen AM et al. (2006). Unmetabolized folic acid in plasma is associated with reduced natural killer cell cytotoxicity among postmenopausal women. J Nutr 136:189-94. — PubMed PMID: 16365081
  27. Raghavan R et al. (2018). Maternal Multivitamin Intake, Plasma Folate and Vitamin B12 Levels and Autism Spectrum Disorder Risk in Offspring. Paediatr Perinat Epidemiol 32:100-111. — PubMed PMID: 28984369
  28. Cole BF et al. (2007). Folic acid for the prevention of colorectal adenomas: a randomized clinical trial. JAMA 297:2351-9. — PubMed PMID: 17551129
  29. Ramaekers VT et al. (2005). Autoantibodies to folate receptors in the cerebral folate deficiency syndrome. N Engl J Med 352:1985-91. — PubMed PMID: 15888699
  30. Shea B et al. (2013). Folic acid and folinic acid for reducing side effects in patients receiving methotrexate for rheumatoid arthritis. Cochrane Database Syst Rev CD000951. — PubMed PMID: 23728635

PubMed Topic Searches

  1. PubMed: folate neural tube defect prevention
  2. PubMed: folic acid fortification outcomes
  3. PubMed: MTHFR pregnancy NTD
  4. PubMed: 5-MTHF methylfolate pregnancy
  5. PubMed: folate autism periconceptional
  6. PubMed: folate congenital heart defect

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Connections

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